Peter I. Cardillo
Professional summary
Peter Ignazio Cardillo is a registered financial advisor currently at SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC located in New York, New York and SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Peter has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 87, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter Ignazio Cardillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2022 - Present
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006April 9, 2018 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006Office #2: 45 Broadway 9th Floor, New York, NY, 10006July 13, 2018 - December 31, 2021
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
November 11, 2015 - April 27, 2018
FIRST STANDARD FINANCIAL COMPANY LLC
August 3, 2011 - November 17, 2015
ROCKWELL GLOBAL CAPITAL LLC
January 23, 2007 - August 4, 2011
AVALON PARTNERS, INC.
January 28, 2004 - January 23, 2007
S.W. BACH & COMPANY
July 23, 1991 - February 23, 2004
GLOBAL PARTNERS SECURITIES INC.
May 29, 1990 - July 22, 1991
JJC SECURITIES CO., INC.
May 2, 1972 - May 29, 1990
JSC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2023)
(4/9/2018)
(9/21/2020)
(4/16/2018)
(4/19/2018)
(4/11/2018)
(4/10/2018)
(4/10/2018)
(7/7/2022)
(8/10/2022)
(4/27/2018)
(4/30/2018)
(5/9/2018)
(1/5/2022)
(4/9/2018)
(5/11/2018)
(4/9/2018)
(8/7/2020)
(4/9/2018)
(12/6/2019)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 8/31/1977
AMEX Put and Call ExamSeries 1
Date: 4/27/1972
Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC
CRD#: 154632 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 6,741,000 |
Red Flags
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