Michael J. Harbut
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Justin Harbut, who also goes by Michael J Mccomsey, Michael J Mccomsey Harbut, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 7 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2012 - July 22, 2013
POTOMAC SECURITIES, LLC
June 29, 2009 - August 30, 2010
NOVA CAPITAL MARKETS, LLC
August 1, 2006 - June 26, 2009
BDR RESEARCH LLC
April 29, 2005 - August 16, 2006
SCHONFELD SECURITIES, LLC
February 10, 2004 - April 20, 2005
APB FINANCIAL GROUP, LLC
February 19, 2003 - November 7, 2003
SAGIENT SECURITIES
March 28, 2002 - October 24, 2002
CITIGROUP GLOBAL MARKETS INC.
August 14, 2000 - March 22, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POTOMAC SECURITIES, LLC
CRD#: 144443 / SEC#: , 8-67658
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
