Casey M. Gober
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey Miller Gober was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 2001. Casey had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2019 - January 2, 2020
ANCHOR CAPITAL ADVISORS LLC
March 7, 2012 - September 27, 2017
ABERDEEN FUND DISTRIBUTORS, LLC
January 4, 2010 - February 29, 2012
KEELEY INVESTMENT CORP.
May 11, 2004 - November 20, 2009
CALAMOS FINANCIAL SERVICES LLC
April 6, 2004 - May 7, 2004
RAYMOND JAMES & ASSOCIATES, INC.
March 11, 2002 - May 7, 2004
RAYMOND JAMES & ASSOCIATES, INC.
August 8, 2001 - March 4, 2002
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
ANCHOR CAPITAL ADVISORS LLC
CRD#: 105540 / SEC#: 801-18930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANCHOR CAPITAL ADVISORS LLC
CRD#: 105540 / SEC#: 801-18930
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,840 |
| AUM (Assets Under Management) | $ 2,434,135,739 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 07/08/2024 | ||
| 07/24/2023 | ||
| 11/03/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
