AB
Andrew D. Badertscher
HUMMEL WEALTH MANAGEMENT
WOOSTER, OH 44691
Some features on this profile are disabled
CRD#: 4031475
AB
Professional summary
Andrew Dennis Badertscher, CFP®, CLU®, who also goes by Andy Dennis Badertscher, is a registered financial advisor currently at HUMMEL WEALTH MANAGEMENT, LLC located in Wooster, Ohio and ON INVESTMENT MANAGEMENT CO located in Wooster, Ohio.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Andrew has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Dennis Badertscher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ANDREW BADERTSCHER; INVESTMENT RELATED; PO BOX 250 BERLIN OH 44610; INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 08/22/2007; 20 HOURS PER MONTH(20 HOURS DURING TRADING HOURS) INVESTMENT ADVISORY AND FINANCIAL PLANNING; 2) LONG RUN PROPERTIES LLC; NOT INVESTMENT RELATED; 1889 PARADISE ROAD ORRVILLE OH 44667; PURCHASE, REHABILITATION AND MANAGEMENT OF SINGLE FAMILY RENTAL UNITS; TREASURER; 05/01/2017-PRESENT; 10 HOURS/MONTH; 0 TRADING/HOURS; VARIOUS DUTIES AS IT RELATES TO RENTAL UNIT IMPROVEMENT WORK AND TENANT MANAGEMENT. 3). Boys and Girls Club of Wooster, inc; 2695 Graustark Path, Box 149 3540 Burbank Road; Wooster OH 44691; Not investment related; Non-profit involved in youth development; treasurer; 01/01/2021-present; 4 hours/month (4 during securities hours); Member of the board and serve as treasurer. Treasurer duties involve chairing the finance committee and reviewing monthly financial statements. 4). Hummel Group Inc; Not investment related; 615 Riffel Road, Wooster, OH 44691; agent; 09/30/2025-present; agent; 20 hours/month(20 hours during securities trading hours/month); sale life insurance, disability, Fixed annuities and Long-term care. 5). Mennonite Mutual Insurance Co- Not investment related; 1000 S. Main Street, Orrville, OH 44667; board member; 01/01/2025-present; 2 Hours/month (2 hours during securities trading hours); Board member of property casualty insurance
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Dennis Badertscher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
August 28, 2007 - Present
HUMMEL WEALTH MANAGEMENT, LLC
Office #1: 615 Riffel Road Suite A, Wooster, OH 44691Office #2: 4585 State Route 39, Berlin, OH 44610RIA
CRD#: 143523
WOOSTER, OH
Current
September 12, 2011 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 615 Riffel Road Suite A, Wooster, OH 44691RIA
CRD#: 105662
WOOSTER, OH
Current
June 29, 2007 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 615 Riffel Road, Wooster, OH 44691BD
CRD#: 2936
Wooster, OH
Past
March 30, 2007 - July 11, 2007
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
WOOSTER, OH
Past
March 23, 2007 - July 26, 2007
MEADEN & MOORE FINANCIAL SERVICES, LTD.
RIA
CRD#: 127544
WOOSTER, CA
Past
March 19, 2007 - July 11, 2007
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
WOOSTER, OH
Past
January 13, 2006 - March 22, 2007
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
ORVILLE, OH
Past
January 15, 2004 - December 31, 2005
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
WOOSTER, OH
Past
April 3, 2003 - December 31, 2005
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
March 29, 2001 - April 11, 2003
OSAIC FA, INC.
RIA
CRD#: 3978
WOOSTER, OH
Past
October 26, 1999 - April 11, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
October 26, 1999 - April 11, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2008)
IAR
Alabama(2/21/2013)
RR
Arizona(3/19/2021)
IAR
Arizona(7/2/2024)
IAR
Colorado(9/30/2025)
RR
Connecticut(10/26/2020)
RR
Florida(1/7/2008)
IAR
Florida(1/31/2017)
IAR
Georgia(7/17/2024)
RR
Idaho(10/23/2018)
RR
Illinois(1/18/2012)
IAR
Illinois(3/16/2022)
RR
Indiana(3/26/2019)
IAR
Indiana(3/26/2019)
RR
Maryland(12/11/2024)
IAR
Maryland(4/11/2025)
RR
Michigan(1/2/2013)
IAR
Minnesota(2/26/2025)
RR
New Hampshire(6/29/2007)
RR
New York(2/7/2008)
RR
North Carolina(7/2/2007)
IAR
North Carolina(3/30/2016)
RR
Ohio(6/29/2007)
IAR
Ohio(8/28/2007)
RR
Pennsylvania(4/17/2025)
IAR
Pennsylvania(4/17/2025)
RR
South Carolina(3/4/2021)
IAR
South Carolina(6/6/2024)
RR
Texas(3/25/2025)
IAR
Texas(3/25/2025)
RR
West Virginia(1/16/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
