Stefanie L. Chachra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stefanie Leshaw Chachra, who also goes by Stefanie Gail Leshaw Miss, Stefanie Gail Leshaw, was a registered financial professional .
Stefanie is a previously registered financial professional and started their career in finance in 2000. Stefanie had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2013 - March 18, 2019
PINEBRIDGE SECURITIES LLC
September 22, 2008 - March 10, 2011
BARCLAYS CAPITAL INC.
September 13, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
November 29, 2000 - June 8, 2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINEBRIDGE SECURITIES LLC
CRD#: 5967 / SEC#: , 8-16586
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
