Casey William Dougherty
Professional Summary
Casey William Dougherty was a registered financial advisor. Casey was a previously registered financial professional and started their career in finance 1999 - 2024. Casey had worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
Past
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Current Firm
FINANCIAL GUARDIAN SERVICES, INCORPORATED | FINANCIAL SECURITY MANAGEMENT, INCORPORATED
Contact Information
Main Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452Mailing Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452Phone Number
(757) 431-1414Established
Virginia since 01/17/1997Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINANCIAL SECURITY COMPANIES, LLC | OWNER | — |
| CORINALDI, REGINALD CURTIS | PRESIDENT | 1054108 |
| DEJARNETTE, KRISTY ELEY | COO, PFO, POO, FINOP | 7632290 |
| JENKS, CHARLES FREDERICK JR | VICE PRESIDENT | 1486892 |
| MEGGINSON, ARCHIE RAY SR | SECRETARY | 1479442 |
| ORLANDO, JOHN THOMAS | VICE PRESIDENT | 2692207 |
| TAYLOR, KELLY POWELL | CCO/AMLCO | 7546499 |
| WOODALL, RICHARD DUNCAN | VICE PRESIDENT | 716996 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1999About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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