Adam D. Weeman
THRIVENT INVESTMENT MANAGEMENT
Sioux Falls, SD 57106
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CRD#: 4031243
Professional summary
Adam Donald Weeman, CFP®, who also goes by Adam Donald Weeman Mr, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Sioux Falls, South Dakota.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Adam has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Donald Weeman Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIOUX FALLS LUTHERAN SCHOOL ENDOWMENT FUND COMMITTEE POSITION: Committee Member NATURE: This Committee serves the Sioux Falls Lutheran School Board in regards to the Endowment Fund that supports the school. Its role is to create and recommend changes to the policies and procedures of the Endowment Fund. Also, to set general distribution provisions from the Fund to the school. ?And, to set general investment guidelines for the Fund. The Fund will partner with an outside, independent investment firm for the actual investment decisions for the assets of the fund. This Committee does not decide on the day-to-day investment of the Fund. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2025 ADDRESS: 6715 S Boe Ln, Sioux Falls SD 57108, United States DESCRIPTION: Our Committee meets at least semi-annually to review the status of the Endowment Fund. FAITH LUTHERAN CHURCH POSITION: Vice President of Council NATURE: The Church Council is the decision-making body of Faith Lutheran Church. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 601 N Cliff Ave, Sioux Falls SD 57103, United States DESCRIPTION: Monthly meetings to discuss business aspects of Faith Lutheran Church.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Donald Weeman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam Donald Weeman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
January 5, 2006 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3903 W Technology Circle, Sioux Falls, SD 57106RIA
BD
CRD#: 18387
Sioux Falls, SD
Current
November 4, 2005 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3903 W Technology Circle, Sioux Falls, SD 57106RIA
BD
CRD#: 18387
Sioux Falls, SD
Past
February 13, 2001 - October 13, 2005
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
November 5, 1999 - March 2, 2001
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/12/2020)
RR
Arkansas(7/6/2018)
RR
California(1/11/2012)
RR
Colorado(10/16/2017)
RR
Florida(1/20/2022)
RR
Georgia(2/22/2024)
RR
Illinois(1/12/2021)
RR
Iowa(12/7/2012)
RR
Minnesota(1/25/2006)
RR
Missouri(3/19/2014)
RR
Nebraska(8/14/2019)
RR
South Carolina(5/5/2023)
RR
South Dakota(11/4/2005)
IAR
South Dakota(1/5/2006)
RR
Virginia(1/6/2020)
RR
Wisconsin(2/12/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Sioux Falls, SD 57106TRUST BUT VERIFY
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