Gregory M. Darnall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Morgan Darnall, who also goes by Greg Morgan Darnall, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1999. Gregory had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2015 - March 6, 2017
CLSA AMERICAS, LLC
June 4, 2012 - December 4, 2014
MKM PARTNERS LLC
January 11, 2005 - July 19, 2011
BMO CAPITAL MARKETS CORP.
June 24, 2002 - December 15, 2004
FULCRUM GLOBAL PARTNERS LLC
August 10, 2000 - June 14, 2002
GOLDMAN SACHS & CO. LLC
December 7, 1999 - August 8, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
