Albertus Maartens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albertus Maartens was a registered financial professional .
Albertus is a previously registered financial professional and started their career in finance in 1999. Albertus had worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 3, Series 87, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2022 - November 19, 2025
RMB SECURITIES (USA) INC.
June 19, 2015 - April 2, 2019
STANDARD NEW YORK, INC.
November 2, 1999 - October 31, 2019
ICBC STANDARD SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
RMB SECURITIES (USA) INC.
CRD#: 314958 / SEC#: , 8-70765
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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