Daniel J. Fiorito

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CRD#: 4030093

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Joseph Fiorito was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1999. Daniel had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Insight Wealth Advisors LLC Investment Related: Yes Address: 21021 Ventura Blvd., Suite 210 WOODLAND HILLS CA 91364 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: 1% Owner/Managing Member of LLC Start Date: 8/19/2009 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Meet and advise clients on regular basis as well as office administration and marketing Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: MCMILLEN FAMILY FOUNDATION BOARD OF DIRECTORS POSITION: Director of Budget/Finance and on Executive Committee which consists of 5 of 11 total board members. NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 7 START DATE: 12/10/2007 ADDRESS: 31637 Pio Pico, Temecula CA 92592 DESCRIPTION: Attend Board meetings and advise as appropriate on financial information submitted by grantees. Business Name: MCMILLEN FAMILY FOUNDATION POSITION: CFO NATURE: Non-Profit Organization/Charity INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 21 START DATE: 12/10/2017 ADDRESS: 31637 Pio Pico, Temecula CA 92592 DESCRIPTION: PREPARING AND SUPERVISING THE PREPARATION OF ALL BOOKS AND RECORDS FOR THE FOUNDATION INCLUDING MAINTAINING THE ONLINE PAYROLL SYSTEM, PREPARATION OF NECESSARY INFORMATION TO PROVIDE OUTSIDE AUDITORS AND REVIEW OF AUDITED FINANCIALS AND TAX RETURNS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 18, 2016 - December 31, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

WOODLAND HILLS, CA

Past

August 19, 2009 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

WOODLAND HILLS, CA

Past

August 19, 2009 - December 31, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

WOODLAND HILLS, CA

Past

May 12, 2009 - August 21, 2009

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

ENCINO, CA

Past

December 5, 2007 - August 21, 2009

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ENCINO, CA

Past

August 20, 2002 - December 11, 2007

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

ENCINO, CA

Past

July 1, 2002 - May 22, 2009

BFF WEALTH MANAGEMENT, INC.

RIA

CRD#: 112877

PASADENA, CA

Past

April 30, 2001 - December 11, 2007

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

ENCINO, CA

Past

April 19, 2001 - December 11, 2007

ASSOCIATED SECURITIES CORP.

CRD#: 12969

ENCINO, CA

Past

May 15, 2000 - April 26, 2001

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835

WESTLAKE VILLAGE, CA

Past

November 18, 1999 - May 8, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

November 18, 1999 - May 8, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/2002

General Securities Principal Examination

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Fiorito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

ASSOCIATED SECURITIES CORP.

BFF WEALTH MANAGEMENT, INC.

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

ALLIANCE ADVISORY & SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/17/1999

Series 24

Date: 9/23/2002

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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