Edward J. Lazerow

EJL ASSET MANAGEMENT

Bethesda, MD

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CRD#: 4030027

Professional summary

Edward John Lazerow is a registered financial advisor currently at EJL ASSET MANAGEMENT, LLC located in Bethesda, Maryland.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Edward has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward John Lazerow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2011 - Present

EJL ASSET MANAGEMENT, LLC

RIA

CRD#: 157504

Bethesda, MD

Past

January 3, 2011 - May 2, 2011

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

BETHESDA, MD

Past

May 1, 2003 - April 17, 2008

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

August 23, 2001 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

February 2, 2001 - May 20, 2011

MTB ASSET MANAGEMENT, INC.

RIA

CRD#: 110613

BETHESDA, MD

Past

November 22, 1999 - November 9, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 20, 1999 - November 19, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 20, 1999 - November 19, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/1999

General Securities Representative Examination

Current Firm

EJL ASSET MANAGEMENT, LLC

CRD#: 157504 / SEC#: 801-121399

RIA

Registered Investment Advisory firm - (4/15/2024 Terminated)

District of Columbia

Registered Investment Advisory firm - (8/6/2021 Terminated)

Maryland

Registered Investment Advisory firm - (3/19/2024 Approved)

New York

Registered Investment Advisory firm - (8/6/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Bethesda, MD

Mailing Address

Phone number

(240) 505-1090

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 69,630,750

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward J. Lazerow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward John Lazerow's CRS (Customer Relationship Summary).

Certified licenses

Experience

EJL ASSET MANAGEMENT, LLC

UNITED CAPITAL FINANCIAL ADVISORS

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

MTB ASSET MANAGEMENT, INC.

PRUDENTIAL EQUITY GROUP, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/1999

Series 7

Date: 10/19/1999

Current Firm

EJL ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EJL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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