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Bryan Daniel Davis

CRD# 4030026·Registered 1999 - 2002
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Daniel Davis was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1999 - 2002. Bryan had worked at 1 firm and has passed the Series 63, Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

LIGHTSPEED PROFESSIONAL TRADING LLC·CRD# 39293
BD
New York, NY
November 1, 1999 - February 7, 2002

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Current Firm

LP
LIGHTSPEED PROFESSIONAL TRADING LLC

E*TRADE PROFESSIONAL TRADING, LLC | TRADESCAPE.COM SECURITIES, LLC | MOMENTUM SECURITIES, L.L.C. | MOMENTUM SECURITIES, INC. | LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293 / SEC#: 8-48713
BD
Terminated by SEC on 10/03/2008

Contact Information

Established

Texas since 12/10/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LIGHTSPEED FINANCIAL, LLCOWNER—
ACTMAN, ANDREW HOWARDCHIEF STRATEGY OFFICER2869087
BARRILLEAUX, JANICE JONESCHIEF OPERATIONS OFFICER2339063
EHRLICH, STEPHEN JAYCHIEF EXECUTIVE OFFICER2454375
EHRLICH, STEPHEN JAYCHIEF COMPLIANCE OFFICER2454375
IGNALL, SCOTT STEVENCHIEF TECHNOLOGY OFFICER2783532
LYONS, JASON ROBERTCHIEF FINANCIAL OFFICER2921790

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1999About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1999

Series 7 — General Securities Representative Examination

Passed Oct 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BD
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