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WD

Woot A. Dougherty

WPWEALTH LLP
Plano, TX 75024
Some features on this profile are disabled
CRD#: 4029999
WD

Professional summary


Woot Alfred Dougherty III, CFP®, who also goes by Patrick Dougherty III, Woot Alfred Dougherty III, is a registered financial advisor currently at WPWEALTH LLP located in Plano, Texas.

Woot is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Woot has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Patrick Dougherty Iii | Woot Alfred Dougherty Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Woot Alfred Dougherty III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2006

Experience


Current

September 15, 2024 - Present

WPWEALTH LLP

Office #1: 5908 Headquarters Drive Suite 300, Plano, TX 75024
RIA
CRD#: 145467
Plano, TX
Past

May 26, 2009 - September 24, 2024

DOUGHERTY WEALTH MANAGEMENT

RIA
CRD#: 149768
DALLAS, TX
Past

April 1, 2005 - May 27, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
DALLAS, TX
Past

April 1, 2005 - May 27, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
DALLAS, TX
Past

October 23, 2002 - April 4, 2005

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
PLANO, TX
Past

October 23, 2002 - April 4, 2005

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

January 27, 2000 - October 28, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
DALLAS, TX
Past

December 9, 1999 - October 28, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WL
WPWEALTH LLP
WHITLEY PENN FINANCIAL, L.L.P. | WPWEALTH, LLP | WPWEALTH LLP | WHITLEY PENN FINANICAL SERVICES, L.L.P.

CRD#: 145467 / SEC#: 801-68528

RIA
Registered Investment Advisory firm - (1/2/2008 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/15/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 1/26/2000
Uniform Combined State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WL
WPWEALTH LLP
WHITLEY PENN FINANCIAL, L.L.P. | WPWEALTH, LLP | WPWEALTH LLP | WHITLEY PENN FINANICAL SERVICES, L.L.P.

CRD#: 145467 / SEC#: 801-68528

RIA
Registered Investment Advisory firm - (1/2/2008 Approved)
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Contact information


Main Address
640 Taylor Street, Suite 2200 Suite 2200, Fort Worth, TX 76102
Mailing Address
Phone number
(817) 259-9100
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART II - 03.25.2024 (5/21/2025)

Regulatory assets under management


Total Number of Accounts2,581
AUM (Assets Under Management)$ 1,029,170,419

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WPWEALTH LLP

CRD#: 145467Plano, TX 75024

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