Susan A. Winchester
Professional summary
Susan Alice Winchester, who also goes by Susan Alice Rand, is a registered financial advisor currently at MASCOMA WEALTH MANAGEMENT located in Hanover, New Hampshire.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Susan has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Alice Winchester's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2023 - Present
MASCOMA WEALTH MANAGEMENT
Office #1: 80 South Main Street, Hanover, NH 03755December 7, 2009 - July 14, 2020
WEA FINANCIAL ADVISORS, INC.
March 5, 2007 - October 24, 2019
WEA INVESTMENT SERVICES, INC.
October 19, 1999 - February 2, 2007
EMPOWER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/20/2023)
Exams
Current Firm
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,127 |
| AUM (Assets Under Management) | $ 504,692,004 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/07/2025 |
Red Flags
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