AF
Alan G. Fullenkamp
KEY INVESTMENT SERVICES LLC
Maumee, OH 43537
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CRD#: 4028931
AF
Professional summary
Alan Gene Fullenkamp, who also goes by Alan G Fullenkamp, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Maumee, Ohio.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Alan has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan G Fullenkamp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)10/2017- St Rose Boy Scout Troop 167. 215 E front St. Perrysburg oh 43551 - 5hrs/month none during trading hours, zero income- Committee Member. 2.) 1/23/19- Erie Shores Council-Boy Scouts of America- 5600 W Sylvania Ave. Toledo OH 43623. Position Exec Council Member- Board Member, 3 hours/month, zero during trading hours, zero income. 3.) 7/20/2020- St. Rose School Endowment- 217 E Front St. Perrysburg, OH 43551 Position-Committee Member, zero income, 1hr/month- zero hours during trading
CRS (Client Relationship Summary) - RIA
Click below to view Alan Gene Fullenkamp's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alan Gene Fullenkamp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2006 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 409 Conant St, Maumee, OH 43537RIA
BD
CRD#: 136300
Maumee, OH
Current
June 2, 2006 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 409 Conant St, Maumee, OH 43537RIA
BD
CRD#: 136300
Maumee, OH
Past
January 23, 2003 - June 5, 2006
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
TOLEDO, OH
Past
July 2, 2002 - June 5, 2006
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
TOLEDO, OH
Past
April 2, 2001 - March 27, 2002
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2022)
RR
Arizona(11/30/2012)
RR
California(9/19/2012)
RR
Colorado(9/13/2016)
RR
Connecticut(12/19/2019)
RR
District of Columbia(9/28/2020)
RR
Florida(11/13/2009)
RR
Georgia(7/7/2015)
RR
Hawaii(1/19/2022)
RR
Illinois(8/24/2011)
RR
Indiana(6/2/2006)
RR
Kentucky(1/19/2022)
RR
Maryland(9/28/2020)
RR
Massachusetts(9/11/2015)
RR
Michigan(8/1/2006)
RR
Minnesota(1/19/2022)
RR
Nevada(9/30/2011)
RR
North Carolina(5/3/2010)
RR
North Dakota(3/7/2023)
RR
Ohio(6/2/2006)
IAR
Ohio(6/5/2006)
RR
Pennsylvania(1/3/2011)
RR
South Carolina(8/25/2016)
RR
South Dakota(11/3/2017)
RR
Tennessee(6/1/2018)
RR
Texas(7/31/2012)
RR
Vermont(2/28/2012)
RR
Virginia(1/19/2022)
RR
Wisconsin(7/5/2022)
RR
Wyoming(4/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
