Michael A. Jackson
Professional summary
Michael Anthony Jackson is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 3, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Jackson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2016 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005Office #2: 425 S. Financial Place Ste 2700, Chicago, IL 60605April 12, 2011 - August 22, 2016
TOPEKA CAPITAL MARKETS INC.
May 2, 2008 - June 29, 2010
GOLDMAN SACHS & CO. LLC
November 19, 1999 - February 20, 2008
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/13/2010
Limited Representative-Equity Trader ExamSeries 28
Date: 8/17/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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