Timothy M. Hevesy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Hevesy, who also goes by Timothy Hevey, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2019 - January 2, 2020
FIVE 9 SECURITIES, LLC
January 6, 2003 - June 17, 2003
INTERACTIVE BROKERS CORP.
July 21, 2000 - September 27, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/6/2019
General Securities Representative ExaminationSeries 55
Date: 8/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
FIVE 9 SECURITIES, LLC
CRD#: 114853 / SEC#: , 8-53442
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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