Pasquale T. Pace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pasquale T Pace, who also goes by Pasquale Thomas Pace, Pat Thomas Pace, was a registered financial professional .
Pasquale is a previously registered financial professional and started their career in finance in 1999. Pasquale had worked at 8 firms and has passed the Series 63, SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2017 - July 26, 2019
T3 TRADING GROUP, LLC
May 1, 2012 - October 3, 2012
CHIMERA SECURITIES, LLC
October 6, 2011 - April 9, 2012
T3 TRADING GROUP, LLC
February 28, 2011 - June 24, 2011
CANTOR FITZGERALD & CO.
January 3, 2005 - February 28, 2011
PCS DUNBAR SECURITIES, LLC
April 29, 2004 - December 14, 2004
PCS SECURITIES, INC.
January 21, 2003 - March 29, 2004
BROKERAGEAMERICA, LLC
June 4, 2002 - December 9, 2002
APEX CLEARING CORPORATION
November 23, 1999 - June 13, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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