JR
Jon M. Rogers
ROGERS FINANCIAL ADVISORY GROUP
GREENVILLE, SC 29601
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CRD#: 402825
JR
Professional summary
Jon Martin Rogers is a registered financial advisor currently at ROGERS FINANCIAL ADVISORY GROUP, LLC located in Greenville, South Carolina and OSAIC WEALTH, INC. located in Greenville, South Carolina.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Jon has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JON ROGERS, INS., NON-INVESTMENT RELATED, 7 BOYCE AVE, GREENVILLE, SC 29601, SOLE PROPR., OWNER, 06/1969, 5 HRS/MO - 1 HR DURING TRADING, SELL LIFE INSURANCE AND LONG TERM CARE INSURANCE. 2. ROGERS FIN. ADVISORY GROUP, INV. RELATED, 7 BOYCE AVE., GREENVILLA, SC 29601, LLC REG. PRINCIPAL, 01/01/2005, 20 HRS/MO - DURING TRADING HRS., FACT FINDING, RISK TOLERANCE, ASSET MGT REBALANCE PORTF. 3. ROGERS FINANCIAL GROUP, LLC; NOT INVESTMENT RELATED; OWNER; 7 BOYCE AVE GREENVILLE, SC 29601; 02/16/1999; APPROX HRS MTH 5; SEC HRS 5; NON INVESTMENT RELATED DBA ACTIVITIES INCLUDE TEACHING, CONSULTING AND VOLUNTEER WORK.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Martin Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2004 - Present
ROGERS FINANCIAL ADVISORY GROUP, LLC
Office #1: 7 Boyce Avenue, Greenville, SC 29601RIA
CRD#: 130223
GREENVILLE, SC
Current
November 19, 1989 - Present
OSAIC WEALTH, INC.
Office #1: 7 Boyce Avenue, Greenville, SC 29601Office #2: 108 Amanda's Autumn Lane, Taylors, SC 29687RIA
BD
CRD#: 23131
Greenville, SC
Past
July 22, 1999 - March 12, 2008
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ANDERSON, SC
Past
March 9, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
February 19, 1985 - March 13, 1989
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Past
February 17, 1970 - February 28, 1983
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2016)
RR
Colorado(3/26/2014)
RR
Connecticut(10/20/2003)
RR
Florida(6/22/2000)
RR
Georgia(4/2/1993)
RR
Hawaii(7/1/2013)
RR
Illinois(7/27/2009)
RR
Indiana(1/26/2005)
RR
Kansas(5/11/2018)
RR
Kentucky(11/4/2002)
RR
Maine(10/20/2003)
RR
Maryland(9/28/2001)
RR
Massachusetts(10/20/2003)
RR
Michigan(3/19/2004)
RR
Minnesota(8/12/2015)
RR
Mississippi(7/8/2015)
RR
Missouri(9/19/2025)
RR
Montana(1/19/2006)
RR
New Hampshire(10/20/2003)
RR
New Jersey(7/12/2010)
RR
New York(11/9/2009)
RR
North Carolina(3/26/1996)
RR
Ohio(1/7/2003)
RR
Oregon(2/9/2005)
RR
Pennsylvania(10/20/2003)
RR
South Carolina(11/19/1989)
IAR
South Carolina(4/20/2004)
RR
Tennessee(10/1/2007)
RR
Texas(7/12/2000)
RR
Utah(1/3/2008)
RR
Vermont(10/8/2008)
RR
Virginia(6/22/2000)
RR
Washington(7/3/2018)
RR
Wisconsin(11/4/2022)
RR
Wyoming(7/19/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/26/1969
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROGERS FINANCIAL ADVISORY GROUP, LLC
ROGERS FINANCIAL ADVISORY GROUP, LLC
CRD#: 130223 / SEC#:
South Carolina
Registered Investment Advisory firm - (4/8/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7 Boyce Avenue, Greenville, SC 29601
Mailing Address
Phone number
(864) 250-1376
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 153 |
| AUM (Assets Under Management) | $ 35,677,594 |
Red Flags
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Company Information
ROGERS FINANCIAL ADVISORY GROUP, LLC
CRD#: 130223Greenville, SC 29601TRUST BUT VERIFY
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