Esther I. Rombaut Enriquez
Professional summary
Esther Irene Rombaut Enriquez, who also goes by Esther Rombaut, Esther Rombaut Enriquez, Esther Rombaut-enriquez, is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.
Esther is registered as a RR (Registered Representative) and started their career in finance in 1999. Esther has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Esther Irene Rombaut Enriquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2016 - Present
CVC FUNDING, LLC
Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153July 21, 2014 - April 22, 2016
RESOURCE SECURITIES LLC
September 2, 2010 - September 4, 2012
MERCURY CAPITAL ADVISORS, LLC
October 8, 2009 - December 7, 2010
NIGHTHAWK PARTNERS INC.
November 3, 1999 - October 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2016)
(5/27/2016)
(5/24/2016)
(5/17/2016)
(4/28/2016)
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(4/29/2016)
(6/3/2016)
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(6/16/2016)
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(5/10/2016)
(4/27/2016)
(5/3/2016)
(4/28/2016)
(4/29/2016)
(6/10/2016)
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(6/1/2016)
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(5/20/2016)
(6/14/2016)
(6/1/2016)
(4/27/2016)
(4/29/2016)
(5/3/2016)
(5/16/2016)
(4/29/2016)
(5/13/2016)
(4/28/2016)
(5/27/2016)
(4/28/2016)
(5/27/2016)
(4/28/2016)
(6/3/2016)
(4/27/2016)
(4/28/2016)
(6/4/2016)
(5/9/2016)
(6/3/2016)
(4/27/2016)
(6/1/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CVC FUNDING, LLC
CRD#: 277056 / SEC#: , 8-69650
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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