James F. Remington
Professional summary
James Fitch Remington, who also goes by James Fitch Remington Mr., is a registered financial professional currently at BML SECURITIES LLC located in Marshfield, Massachusetts.
James is registered as a RR (Registered Representative) and started their career in finance in 2000. James has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Fitch Remington's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2014 - Present
BML SECURITIES LLC
Office #1: 2016 Ocean St Unit 23, Marshfield, MA 02050November 2, 2009 - January 29, 2014
BURCH & COMPANY, INC
July 1, 2009 - October 20, 2009
WELLS FARGO SECURITIES, LLC
October 21, 2008 - July 1, 2009
WELLS FARGO SECURITIES, LLC
February 3, 2006 - October 1, 2008
HOULIHAN LOKEY CAPITAL, INC.
August 10, 2004 - October 11, 2005
CANACCORD GENUITY LLC
January 2, 2000 - March 3, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BML SECURITIES LLC
CRD#: 167535 / SEC#: , 8-69262
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENNING ASSOCIATES LLC | MANAGING MEMBER | |
| BUSINESS CAPITAL EXCHANGE INC | MANAGING MEMBER | |
| NORTH RIVER CAPITAL LLC | MANAGING MEMBER | |
| FLYNN, PETER FRANCIS | CCO/FINOP | 2655124 |
Red Flags
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Company Information
BML SECURITIES LLC
CRD#: 167535Marshfield, MA 02050TRUST BUT VERIFY
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