BH
Benjamin E. Hein
OAC CAPITAL ADVISORS LLC
Miami Beach, FL
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CRD#: 4027543
BH
Professional summary
Benjamin Englert Hein, CFP®, who also goes by Benjamin E Hein, is a registered financial advisor currently at OAC CAPITAL ADVISORS LLC located in Miami Beach, Florida.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Benjamin has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin E Hein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INVESTMENT RELATED 1) Octogone Advisors (Cayman) Limited, <2 hr/mo during securities hours, Director Hein, Benjamin E.; 9/26/2017; c/o Paradigm Governance Partners Ltd., One Capital Place, 136 Shedden Road, 3rd Floor, P.O. Box 677, KY1-9006, Grand Cayman, Cayman Islands 2) Global Trading SPC <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E.;9/18/14 c/o Paradigm Governance Partners Ltd., One Capital Place, 136 Shedden Road, 3rd Floor, P.O. Box 677, KY1-9006, Grand Cayman, Cayman Islands 3) GT Finanz Sarl <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E. 6/1/2017, 2 Rue des Girondins, L-1626 Luxembourg 4) Alternative Investment Solutions Limited <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E. 01/26/2016 Pineapple Grove #6, Lyford Cay, Nassau, Bahamas, SP-64284 5) AIS Financial Group (Panama) S.A. <1 hr/mo <1 hr/mo during securities hours Director and Secretary Hein, Benjamin E. 05/16/2019 Torre Bicsa, Piso 36, ofic 3610, Panama, Panama 6) Alternative Investment Solutions SA <1 hr/mo <1 hr/mo during securities hours Director Hein, Benjamin E. 23/09/2021 Rue du Rhone 67, 1207 Geneva, Switzerland 7) Paradigm Governance Partners Limited <2 hr/mo <2 hr/mo during securities hours Consultant Hein, Benjamin E. 11/20/2019 One Capital Place, 136 Shedden Road, 3rd Floor, Grand Cayman, KY1-9006, Cayman Islands 8) Black AC Fund Limited <1hr/mo <1hr/mo during securities hours Director Hein, Benjamin E. 08/07/2019 c/o Harmonic Fund Services, Cayman Corporate Centre, 4th Floor, 27 Hospital Road, George Town, Grand Cayman, KY1-1102, Cayman Islands 9) Black AC Global Fund Limited <1hr/mo <1hr/mo during securities hours Director Hein, Benjamin E. 10/25/2019 c/o Harmonic Fund Services, Cayman Corporate Centre, 4th Floor, 27 Hospital Road, George Town, Grand Cayman, KY1-1102, Cayman Islands 10) Global Hedging Solutions Fund Limited <1hr/mo <1hr/mo during securities hours Director Hein, Benjamin E. 10/23/2019, c/o International Corporation Services Ltd., Harbour Place, 2nd Floor, South Church Street, Grand Cayman, KY1-1106, Cayman Islands 11) Logistics Properties Solutions Ltd.,<1hr/mo <1hr/mo during securities hours Director Hein, Benjamin E. 10/23/2019, c/o International Corporation Services Ltd., Harbour Place, 2nd Floor, South Church Street, Grand Cayman, KY1-1106, Cayman Islands NOT INVESTMENT RELATED 1) Florida Real Estate Sales Associate <1 hr/mo <1 hr/mo during securities hours; Real Estate Salesperson; Hein, Benjamin E.;2/2/2015 c/o One Sotheby's International Realty Referral Services, Coral Gables, FL 2) Meridian Miami Beach Condominium Association <1 hr/mo <1 hr/mo during securities hours; Board Member; Hein, Benjamin E.; 12/1/13 2001 Meridian Avenue, Miami Beach, FL 33139
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Englert Hein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 21, 2022 - Present
OAC CAPITAL ADVISORS LLC
RIA
CRD#: 317559
Miami Beach, FL
Past
August 10, 2020 - August 30, 2022
OCTOGONE NA
RIA
CRD#: 285157
MIAMI, FL
Past
March 30, 2016 - July 31, 2020
EKANTA WEALTH ADVISORS LLC
RIA
CRD#: 282031
KEY BISCAYNE, FL
Past
November 20, 2014 - July 7, 2016
BIGSUR PARTNERS, LLC
RIA
CRD#: 146511
MIAMI, FL
Past
January 7, 2013 - October 28, 2014
EFG CAPITAL INTERNATIONAL
BD
CRD#: 40118
MIAMI, FL
Past
November 9, 2012 - October 14, 2014
EFG CAPITAL ADVISORS INC.
RIA
CRD#: 112224
MIAMI, FL
Past
January 1, 2009 - December 2, 2010
EFG CAPITAL INTERNATIONAL
BD
CRD#: 40118
MIAMI, FL
Past
January 12, 2000 - April 19, 2000
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OAC CAPITAL ADVISORS LLC
FORTCAY | OAC CAPITAL ADVISORS LLC | FORTCAY INVESTMENT ADVISORS
CRD#: 317559 / SEC#: 801-128173
RIA
Registered Investment Advisory firm - (6/16/2023 Approved)Florida
Registered Investment Advisory firm - (11/30/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
OAC CAPITAL ADVISORS LLC
FORTCAY | OAC CAPITAL ADVISORS LLC | FORTCAY INVESTMENT ADVISORS
CRD#: 317559 / SEC#: 801-128173
RIA
Registered Investment Advisory firm - (6/16/2023 Approved)Florida
Registered Investment Advisory firm - (11/30/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Miami Beach, FL
Mailing Address
Phone number
(345) 749-4505
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 138 |
| AUM (Assets Under Management) | $ 189,561,049 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
