Benjamin E. Hein

OAC CAPITAL ADVISORS LLC

Miami Beach, FL

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CRD#: 4027543

Professional summary

Benjamin Englert Hein, CFP®, who also goes by Benjamin E Hein, is a registered financial advisor currently at OAC CAPITAL ADVISORS LLC located in Miami Beach, Florida.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Benjamin has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin E Hein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Englert Hein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 40118

MIAMI, FL

Past

November 9, 2012 - October 14, 2014

EFG CAPITAL ADVISORS INC.

RIA

CRD#: 112224

MIAMI, FL

Past

January 1, 2009 - December 2, 2010

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

January 12, 2000 - April 19, 2000

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAC CAPITAL ADVISORS LLC

FORTCAY | OAC CAPITAL ADVISORS LLC | FORTCAY INVESTMENT ADVISORS

CRD#: 317559 / SEC#: 801-128173

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Florida

Registered Investment Advisory firm - (11/30/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/22/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/28/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/25/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/31/2008

General Securities Representative Examination

Current Firm

OAC CAPITAL ADVISORS LLC

FORTCAY | OAC CAPITAL ADVISORS LLC | FORTCAY INVESTMENT ADVISORS

CRD#: 317559 / SEC#: 801-128173

RIA

Registered Investment Advisory firm - (6/16/2023 Approved)

Florida

Registered Investment Advisory firm - (11/30/2023 Terminated)

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Contact information

Main Address

Miami Beach, FL

Mailing Address

Phone number

(345) 749-4505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAC CAPITAL ADVISORS, LLC - DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 189,561,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin E. Hein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Englert Hein's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCTOGONE NA

EKANTA WEALTH ADVISORS LLC

BIGSUR PARTNERS, LLC

EFG CAPITAL INTERNATIONAL

EFG CAPITAL ADVISORS INC.

EFG CAPITAL INTERNATIONAL

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

Primary Firm SEC Registration

OAC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/2008

SIE

Date: 10/28/2014

Series 3

Date: 9/25/2012

Series 7

Date: 12/31/2008

Current Firm

OAC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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