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KK

Kelli Lea Kenney

CRD# 4027466·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Kelli is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kelli Lea Kenney, who also goes by Kelli Lea Darting, was a registered financial advisor. Kelli was a previously registered financial professional and started their career in finance 2000 - 2012. Kelli had worked at 5 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kelli Lea Darting

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

G.F. INVESTMENT SERVICES, LLC·CRD# 132939
BD
Mcdonough, GA
October 22, 2010 - April 17, 2012
TRADERIGHT SECURITIES, INC.·CRD# 45598
BD
Lockport, IL
September 26, 2007 - October 27, 2008
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Minneapolis, MN
May 27, 2003 - October 11, 2005
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Topeka, KS
December 21, 2000 - April 21, 2003
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 9, 2000 - April 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 9, 2000 - April 21, 2003

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Current Firm

GI
G.F. INVESTMENT SERVICES, LLC

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939 / SEC#: 8-66659
BD
Terminated by SEC on 10/19/2021

Contact Information

Established

Florida since 07/13/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CENTRECORE LLCOWNER—

Disclosures

Regulatory Event

3

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2000About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KK
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