George A. Rogers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Alfred Rogers, who also goes by George Rogers, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 3 firms and has passed the Series 65, Series 63, Series 62, Series 22, Series 6, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2011 - December 31, 2013
WRP INVESTMENTS, INC.
February 4, 2011 - December 31, 2013
WRP INVESTMENTS, INC.
April 19, 2002 - February 18, 2011
OSAIC FS, INC.
August 18, 1998 - February 18, 2011
OSAIC FS, INC.
May 12, 1998 - August 4, 1998
SECURE PLANNING, LLC
December 14, 1983 - March 30, 1998
OSAIC FS, INC.
June 5, 1970 - September 13, 1977
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/13/1993
Corporate Securities Limited Representative ExaminationSeries 1
Date: 5/21/1970
Registered Representative ExaminationCurrent Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
