MM
Marcos A. Madril
MONEY CONCEPTS CAPITAL CORP
Tucson, AZ 85706
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CRD#: 4027389
MM
Professional summary
Marcos Antonio Madril, who also goes by Marcos A Madril, Marcos Madril, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Tucson, Arizona.
Marcos is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Marcos has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcos A Madril | Marcos Madril
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AZ COLLEGE PLANNING SPECIALISTS, SOLE PROPRIETORSHIP, START:12/2016 12927 N Carlsbad Place TUCSON AZ 85755, COLLEGE PLANNING SERVICES/OWNER, NOT INVESTMENT RELATED, 10 TOTAL HOURS PER MONTH, 10 HOURS DURING NON-SECURITIES TRADING HOURS. 2. Financial Change Nonprofit, Charity, Officer. Non-investment related, 1-10% time spent on activity during securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Marcos Antonio Madril's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marcos Antonio Madril's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 6025 S. Holly Drive, Tucson, AZ 85706RIA
BD
CRD#: 12963
Tucson, AZ
Current
May 10, 2018 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 6025 S. Holly Drive, Tucson, AZ 85706RIA
BD
CRD#: 12963
Tucson, AZ
Past
January 21, 2014 - March 21, 2018
NOVA FINANCIAL SERVICES
RIA
CRD#: 150148
TUCSON, AZ
Past
December 13, 2013 - August 4, 2017
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
TUCSON, AZ
Past
February 7, 2012 - December 17, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
TUCSON, AZ
Past
January 3, 2012 - December 17, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
TUCSON, AZ
Past
October 9, 2008 - January 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
TUCSON, AZ
Past
September 26, 2008 - January 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
TUCSON, AZ
Past
January 9, 2007 - September 26, 2008
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
TUCSON, AZ
Past
January 19, 2006 - September 26, 2008
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
TUCSON, AZ
Past
July 12, 2005 - January 20, 2006
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
ROCHESTER, NY
Past
May 11, 2004 - June 3, 2005
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
BIRMINGHAM, AL
Past
February 16, 2000 - April 29, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/11/2018)
IAR
Arizona(5/11/2018)
RR
California(5/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
