Sean F. Dillon
Professional summary
Sean Francis Dillon is a registered financial professional currently at FINPRO CAPITAL ADVISORS, INC. located in Somerville, New Jersey.
Sean is registered as a RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Francis Dillon's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2019 - Present
FINPRO CAPITAL ADVISORS, INC.
Office #1: 46 E. Main Street Suite 303, Somerville, NJ 08876April 30, 2010 - June 17, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 2006 - April 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2003 - October 9, 2006
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
October 27, 1999 - May 12, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/25/2022
General Securities Representative ExaminationSeries 79TO
Date: 12/9/2019
Investment Banking Registered Representative ExaminationSeries 55
Date: 3/2/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
FINPRO CAPITAL ADVISORS, INC.
CRD#: 157816 / SEC#: , 8-68864
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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