Joy L. Parduhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy Lavern Parduhn, who also goes by Joy Lavern Omalza, Joy L Parduhn, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1999. Joy had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2020 - April 21, 2026
CHOREO, LLC
November 15, 2018 - February 10, 2020
AMERITRUST INVESTMENT ADVISORS INC
June 8, 2004 - August 2, 2017
EXENCIAL WEALTH ADVISORS
March 17, 2003 - October 7, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 27, 2003 - March 10, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 25, 2002 - February 3, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 14, 2002 - February 3, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 4, 2000 - March 13, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 1999 - January 18, 2000
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,137 |
| AUM (Assets Under Management) | $ 18,232,358,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/12/2024 | ||
| 12/20/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
