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DR

Donald C. Rogers

INFINITY FINANCIAL SERVICES ADVISORY
Chula Vista, CA 91910
Some features on this profile are disabled
CRD#: 402705
DR

Professional summary

Donald Clinton Rogers is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in Chula Vista, California and INFINITY FINANCIAL SERVICES located in Chula Vista, California.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1966. Donald has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 1, Series 24 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DON ROGERS TAX SERVICE, NOT INVESTMENT RELATED, SAME ADDRESS AS BRANCH OFFICE, TAX PREPARATION & INSURANCE SALES (WHICH IS INVESTMENT-RELATED ACTIVITY), OWNER/INSURANCE AGENT, STARTED 1980, 10 HRS/MONTH, FEBURARY TO APRIL - 8 HOURS A DAY, HALF TIME DURING SEC TRADING HRS FROM JAN - APR EACH YEAR, DUTIES ARE AS TAX PREPARER AND APPOINTED INSURANCE AGENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Clinton Rogers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 30, 2020 - Present

INFINITY FINANCIAL SERVICES ADVISORY

Office #1: 529 3rd Ave, Chula Vista, CA 91910
RIA
CRD#: 304981
Chula Vista, CA
Current

September 30, 2020 - Present

INFINITY FINANCIAL SERVICES

Office #1: 529 3rd Ave, Chula Vista, CA 91910
BD
CRD#: 144302
Chula Vista, CA
Past

September 30, 2020 - December 31, 2020

INFINITY FINANCIAL SERVICES

RIA
CRD#: 144302
OAKLAND, CA
Past

June 20, 2019 - September 28, 2020

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

RIA
CRD#: 155392
Chula Vista, CA
Past

February 1, 2019 - September 28, 2020

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

BD
CRD#: 41282
Chula Vista, CA
Past

October 28, 2004 - February 1, 2019

MODERN CAPITAL SECURITIES INC.

RIA
CRD#: 130876
Chula Vista, CA
Past

September 13, 2004 - February 1, 2019

MODERN CAPITAL SECURITIES INC.

BD
CRD#: 130876
PLEASANT VIEW, TN
Past

October 7, 1999 - September 15, 2004

SENTRA SECURITIES CORPORATION

RIA
CRD#: 10249
CARLSBAD, CA
Past

June 24, 1999 - September 15, 2004

SENTRA SECURITIES CORPORATION

BD
CRD#: 10249
PHOENIX, AZ
Past

May 14, 1973 - June 28, 1999

EQUITY PROGRAMS CORPORATION

BD
CRD#: 6100
SAN DIEGO, CA
Past

May 19, 1971 - January 25, 1983

INDEPENDENT SECURITIES CORPORATION

BD
CRD#: 262
Past

May 31, 1966 - June 19, 1973

EQUITY SECURITIES CORPORATION

BD
CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC

CRD#: 304981 / SEC#: 801-117719

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/30/2020)
IAR
California
(9/30/2020)
RR
Texas
(9/30/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 10/21/2004
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/23/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 5/26/1966
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 7/12/1973
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC

CRD#: 304981 / SEC#: 801-117719

RIA
Registered Investment Advisory firm - (12/5/2019 Approved)
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Contact information

Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
Phone number
(510) 588-8000
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (45 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)
ADV 2A APPENDIX WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts918
AUM (Assets Under Management)$ 150,097,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INFINITY FINANCIAL SERVICES ADVISORY

CRD#: 304981Chula Vista, CA 91910

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