Don C. Cooper

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CRD#: 4027030

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Don Carl Cooper was a registered financial professional .

Don is a previously registered financial professional and started their career in finance in 1999. Don had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2013 - August 23, 2016

LIVE OAK WEALTH ADVISORY GROUP, LLC

RIA

CRD#: 154962

SUGAR LAND, TX

Past

April 27, 2011 - December 21, 2012

NOVODYN ADVISORS LLC

RIA

CRD#: 156451

HOUSTON, TX

Past

January 14, 2011 - May 4, 2012

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

CRD#: 41055

HOUSTON, TX

Past

February 4, 2009 - March 10, 2009

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

HOUSTON, TX

Past

May 7, 2008 - February 3, 2009

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

HOUSTON, TX

Past

May 7, 2008 - February 3, 2009

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

HOUSTON, TX

Past

October 18, 2007 - May 13, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

October 18, 2007 - May 13, 2008

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

August 28, 2007 - October 22, 2007

FIRST MIDAMERICA INVESTMENT CORPORATION

RIA

CRD#: 104476

HOUSTON, TX

Past

August 7, 2007 - October 22, 2007

FIRST MIDAMERICA INVESTMENT CORPORATION

CRD#: 104476

HOUSTON, TX

Past

August 30, 2005 - August 7, 2007

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

August 26, 2005 - August 7, 2007

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

HOUSTON, TX

Past

September 4, 2001 - August 29, 2005

STANFORD GROUP COMPANY

RIA

CRD#: 39285

HOUSTON, TX

Past

September 4, 2001 - August 29, 2005

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

October 13, 1999 - September 17, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIVE OAK WEALTH ADVISORY GROUP, LLC

CRD#: 154962 / SEC#: 801-122404

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

Louisiana

Registered Investment Advisory firm - (10/5/2021 Terminated)

New Mexico

Registered Investment Advisory firm - (10/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/1999

General Securities Representative Examination

Current Firm

LIVE OAK WEALTH ADVISORY GROUP, LLC

CRD#: 154962 / SEC#: 801-122404

RIA

Registered Investment Advisory firm - (9/27/2021 Approved)

Louisiana

Registered Investment Advisory firm - (10/5/2021 Terminated)

New Mexico

Registered Investment Advisory firm - (10/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (10/1/2021 Terminated)

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Contact information

Main Address

3730 Kirby Drive Suite 1200, Houston, TX 77030

Mailing Address

Phone number

(281) 822-9200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	308
AUM (Assets Under Management)	$ 143,024,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Don C. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NOVODYN ADVISORS LLC

INSTITUTIONAL CAPITAL MANAGEMENT, INC.

PEAK AMERICAN INVESTMENT ADVISORS, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST MIDAMERICA INVESTMENT CORPORATION

FIRST MIDAMERICA INVESTMENT CORPORATION

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

LIVE OAK WEALTH ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2003

Series 63

Date: 10/28/1999

Series 7

Date: 10/8/1999

Current Firm

LIVE OAK WEALTH ADVISORY GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIVE OAK WEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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