R R. Horlacher

QUASAR DISTRIBUTORS

Portland, ME 04101

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CRD#: 4026656

Professional summary

R Riley Horlacher, who also goes by Ralph Riley Horlacher, Riley Horlacher, Rriley Horlacher, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

R is registered as a RR (Registered Representative) and started their career in finance in 1999. R has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ralph Riley Horlacher | Riley Horlacher | Rriley Horlacher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view R Riley Horlacher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2024 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

February 5, 2010 - July 27, 2022

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

January 27, 2009 - February 8, 2010

NEXBANK SECURITIES INC

CRD#: 133267

DALLAS, TX

Past

January 8, 2004 - October 7, 2008

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

May 23, 2002 - November 7, 2003

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

PARSIPPANY, NJ

Past

September 17, 2001 - November 7, 2003

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

July 3, 2001 - July 18, 2001

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

June 5, 2000 - June 5, 2001

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

October 28, 1999 - June 12, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/11/2024)

Colorado
(6/11/2024)

Idaho
(6/11/2024)

Massachusetts
(6/11/2024)

Montana
(6/11/2024)

Nebraska
(6/13/2024)

New Mexico
(6/11/2024)

Utah
(6/11/2024)

Wyoming
(6/11/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 1/31/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/27/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

R R. Horlacher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view R Riley Horlacher's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANUS HENDERSON DISTRIBUTORS US LLC

NEXBANK SECURITIES INC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

STEPHENS

VOYA INVESTMENTS DISTRIBUTOR, LLC

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/31/2002

Series 63

Date: 11/20/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2001

Series 6

Date: 10/27/1999

FINRA

Current Firm

QUASAR DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

QUASAR DISTRIBUTORS, LLC

TRUST BUT VERIFY

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