Michael A. Halperin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Halperin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2010 - November 2, 2012
THE BENCHMARK COMPANY, LLC
April 9, 2009 - September 22, 2010
MDB CAPITAL
July 7, 2008 - January 27, 2010
ICAPITAL MARKETS LLC
February 26, 2008 - May 28, 2008
MDB CAPITAL
August 21, 2007 - February 22, 2008
GUNNALLEN FINANCIAL, INC
September 23, 2005 - August 21, 2007
JHS CAPITAL ADVISORS, LLC
April 3, 2002 - September 23, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
January 13, 2000 - April 9, 2002
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
