JP
James C. Parker
THE WEALTH GROUP, LTD
GOLDSBORO, NC 27534
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CRD#: 4026477
JP
Professional summary
James Canady Parker is a registered financial advisor currently at THE WEALTH GROUP, LTD located in Goldsboro, North Carolina and PHYSICIANS FINANCIAL SERVICES, INC. located in Goldsboro, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PARKER & PARKER, P.A. CPA/TREASURER. CPA FIRM PROVIDING ACCOUNTING SERVICES. 210 MALLOY STREET, STE 1 GOLDSBORO, NC 27534. SPEND 150 HRS/MONTH, WITH >80% OF TRADING HOURS SPENT ON THIS.. NON-INVESTMENT RELATED ACTIVITY. STARTED 1986. 2. CAPITAL INVESTMENT GROUP, INC. - REGISTERED REPRESENTATIVE. BROKER-DEALER. 210 MALLOY STREE SUITE 1, GOLDSBORO, NC 27534. INVESTMENT-RELATED. STARTED 1999. 3. THE WEALTH GROUP, LTD. - INVESTMENT ADVISORY REPRESENTATIVE. INVESTMENT ADVISORY FIRM. 210 MALLOY STREET SUITE 1, GOLDSBORO, NC 27534. INVESTMENT-RELATED. STARTED 05/2011. 4. PHYSICIANS FINANCIAL SERVICES. INVESTMENT ADVISORY REPRESENTATIVE. INVESTMENT ADVISORY FIRM. 210 MALLOY STREET SUITE 1, GOLDSBORO, NC 27534. INVESTMENT-RELATED. STARTED 03/2017. 5. KS BANK, INC. (AKA KS BANCORP). BOARD CHAIRMAN. COMMERCIAL BANK. 1031 N. BRIGHTLEAF BOULEVARD, SMITHFIELD, NC 27577. SPEND LESS THAN 10 HOURS/MO ON ACTIVITY, <4 HRS/MO DURING TRADING HOURS. NON-INVESTMENT ACTIVITY. STARTED 1997. 6. JAMES THOMPSON TRUST. TRUSTEE FOR TRUST. BANKING, TRUST ACCOUNT, AND ANNUAL REPORTS TO COURT. 210 MALLOY STREET SUITE 1 GOLDSBORO, NC 27534. NON-INVESTMENT RELATED. STARTED 04/2014. 7. JAMES C. PARKER TRUST. TRUSTEE. SELF-DIRECTED TRUST FROM MOTHER'S ESTATE. 210 MALLOY STREET SUITE 1 GOLDSBORO, NC 27534. INVESTMENT RELATED. STARTED 02/2018. 8. WAYNE COMMUNITY COLLEGE FOUNDATION. BOARD OF DIRECTORS. NON-PROFIT FOUNDATION RAISEING MONEY FOR STUDENT SCHOLARSHIPS AND OTHER STUDENT ENRICHMENT ACTIVITIES. WAYNE MEMORIAL DRIVE, GOLDSBORO, NC 27534. 30 HRS/YEAR. NON-INVESTMENT RELATED. STARTED 2019. 9. GOLDPIT PARTNERS, LLC. MANAGER. REAL ESTATE & RESTAURANT (INVEST IN LAND & BUILDINGS) 4172 US HWY 70 EAST GOLDSBORO, NC 27534.1 HR/WK, 1 HR DURING NORMAL TRADING HOURS. NOT INVESTMENT RELATED. STARTED 9/2019. 9. WILBER'S BARBEQUE. SECRETARY/TREASURER. RESTAURANT & REAL ESTATE. 4172 US 70, GOLDSBORO, NC 27534. NON-INVESTMENT RELATED. STARTED 03/2020. 10. MARY CATHERINE EDMONSON TRUST. TRUSTEE. IRREVOCABLE FAMILY TRUST. 210 MALLOY STREET SUITE 1, GOLDSBORO, NC 27534. INVESTMENT RELATED. STARTED 11/2022. 12. JACKSON FRIDDLE EDMONSON TRUST. TRUSTEE. IRREVOCABLE FAMILY TRUST. 210 MALLOY STREET SUITE 1, GOLDSBORO, NC 27534. INVESTMENT RELATED. STARTED 11/2022. 13. MULTIPLE REAL ESTATE INVESTMENTS. MANAGER FOR THE FOLLOWING REAL ESTATE INVESTMENT ENTITIES: CANADY FAMILY, LLC; WYLIE FORT PARKER FARMS, LLC, THE PINELANDS, LLC, SANDY & HICKORY, LLC, GOLD TIGER, LLC, CHP OF GOLDSBORO, LLC, GREENWOOD SQUARE, LLC; PARTNER FOR PARKER & PARKER PARTNERSHIP, ALSO A REAL ESTATE INVESTMENT ENTITY. NON-INVESTMENT RELATED ACTIVITIES. 14. THE COUNTING HOUSE. OWNER, WIFE'S GIFT SHOP. NON-INVESTMENT RELATED ACTIVITY. STARTED 1981.
CRS (Client Relationship Summary) - RIA
Click below to view James Canady Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2011 - Present
THE WEALTH GROUP, LTD
Office #1: 210 Malloy Street Suite 1, Goldsboro, NC 27534RIA
CRD#: 154106
GOLDSBORO, NC
Current
March 28, 2017 - Present
PHYSICIANS FINANCIAL SERVICES, INC.
Office #1: 210 Malloy Street Ste 1, Goldsboro, NC 27534RIA
CRD#: 118519
Goldsboro, NC
Current
November 3, 1999 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 210 Malloy Street Ste 1, Goldsboro, NC 27534BD
CRD#: 14752
Goldsboro, NC
Past
June 1, 2006 - May 2, 2011
CIC ADVISERS, LLC
RIA
CRD#: 130735
GOLDSBORO, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PHYSICIANS FINANCIAL SERVICES, INC.
PHYSICIANS FINANCIAL SERVICES, INC.
CRD#: 118519 / SEC#: 801-66583
RIA
Registered Investment Advisory firm - (6/8/2006 Approved)North Carolina
Registered Investment Advisory firm - (8/23/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/15/2022)
RR
Georgia(11/29/1999)
RR
Kentucky(12/9/2021)
RR
Mississippi(11/16/2015)
RR
North Carolina(11/15/1999)
IAR
North Carolina(6/6/2011)
RR
Virginia(7/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PHYSICIANS FINANCIAL SERVICES, INC.
PHYSICIANS FINANCIAL SERVICES, INC.
CRD#: 118519 / SEC#: 801-66583
RIA
Registered Investment Advisory firm - (6/8/2006 Approved)North Carolina
Registered Investment Advisory firm - (8/23/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
Po Box 10973, Raleigh, NC 27605
Phone number
(919) 863-2355
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 431,766,880 |
Red Flags
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Company Information
PHYSICIANS FINANCIAL SERVICES, INC.
CRD#: 118519Goldsboro, NC 27534TRUST BUT VERIFY
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