Richard M. Singh
Professional summary
Richard M Singh, who also goes by Richard Michael Singh, is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard M Singh's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 6, 2023 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928Office #2: 200 Monmouth Street Suite 250, Red Bank, NJ 07701October 1, 2008 - May 12, 2023
J.P. MORGAN SECURITIES LLC
February 4, 2002 - February 4, 2002
BNY CAPITAL MARKETS INC.
May 1, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
December 15, 1999 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/13/2023)
(12/13/2023)
(11/6/2023)
(3/25/2025)
(11/6/2023)
(2/29/2024)
(11/6/2023)
(11/6/2023)
(9/6/2024)
(11/6/2023)
(5/19/2025)
(11/6/2023)
(12/13/2023)
(3/25/2025)
(11/6/2023)
(12/13/2023)
(3/25/2025)
Exams
FINRA
Current Firm
R. SEELAUS & CO., LLC
CRD#: 14974 / SEC#: 801-68283, 8-31475
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEELAUS HOLDINGS LLC | OWNER/MEMBER | |
| BRUCIA, JAMES BENEDETTO | CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1281247 |
| GRAVES, LESLIE ANN | CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1411769 |
| MITNICK, ANNELIESE NMN | CHIEF EXECUTIVE OFFICER (CEO) | 4862821 |
| MOLCHAN, MAYYA NMN | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP) | 5865025 |
| MURRAY III, ALBERT QUENTIN | HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP) | 1032639 |
| PAJDAK, KAROLINA NMN | CHIEF COMPLIANCE OFFICER (CCO) | 4491899 |
| SEELAUS, BENJAMIN PATRICK | CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 4621898 |
| SEELAUS, RICHARD PAUL | CHAIRMAN, | 500660 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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