Diana L. Blommel

SYMETRA SECURITIES

Bellevue, WA 98004-5153

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CRD#: 4026207

Professional summary

Diana Lynn Blommel, who also goes by Diana Lynn Leisio, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.

Diana is registered as a RR (Registered Representative) and started their career in finance in 2001. Diana has worked at 6 firms and has passed the Series 66, Series 63, Series 50, Series 52TO, SIE, Series 7, Series 54, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Diana Lynn Leisio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Activity: RENTAL PROPERTY; Date Activity Started/modified: 2002; Type of Activity: INVESTMENT REAL ESTATE; Role/Relationship: OWNER/PROPRIETOR; Responsibilities: PROPERTY MAINTENANCE AND RENTAL; Income Per Year: OVER $20,000; Total hours Per Month: 0 - 20; Hours During Trading Hours per Month: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? NO; -----END----- Name of Other Business: Blommel Family Rental Properties; Investment Related: No; Address of Other Business: ; Nature of Other Business: Owner of 2 residential rental properties; Position: Owner; Time devoted to the Business: 1 hour(s) per Month; Compensation: Yes; 0 percent of time commitment during trading hours; Start date of other business is Aug 01, 2002; Duties Include: Owner

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diana Lynn Blommel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2024 - Present

SYMETRA SECURITIES, INC.

Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153

CRD#: 739

Bellevue, WA

Past

August 16, 2021 - May 7, 2024

PIPER SANDLER & CO.

RIA

CRD#: 665

MINNEAPOLIS, MN

Past

August 16, 2021 - May 7, 2024

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

September 25, 2018 - August 13, 2021

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506

Minneapolis, MN

Past

June 12, 2017 - August 13, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Minneapolis, MN

Past

March 24, 2017 - August 13, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

January 1, 2007 - March 24, 2008

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

March 8, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 8, 2001 - January 1, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(5/9/2024)

Washington
(5/9/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 3/23/2023

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 52TO

Date: 9/9/2021

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 54

Date: 7/26/2023

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 53

Date: 3/24/2022

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SYMETRA SECURITIES, INC.

SAFECO SECURITIES, INC. | SYMETRA SECURITIES, INC.

CRD#: 739 / SEC#: , 8-13470

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Mailing Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Phone number

(800) 796-3872

Established

Washington since 08/24/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SYMETRA FINANCIAL CORPORATION	OWNER
BALKOVETZ, CHANTEL LEE	DIRECTOR	2490011
DIMITRI, DAVID MICHAEL	SECRETARY	4806001
DOW, SHANEN LYNN	ASSISTANT TREASURER	7676848
ELLIS, COURTNEY LYNN	CHIEF OPERATING OFFICER	5460601
FARRELL, ANDREW MICHAEL	PRESIDENT, DIRECTOR	4463467
HANSON, COLLEEN	ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL	7271134
MURPHY, COLLEEN MARY	DIRECTOR	4842602
NORBERG, KRISTIN ROUST	VICE PRESIDENT	7033021
OBERDECK, ANDREW A	ASSISTANT SECRETARY	8015633
OTTO, JOSEPHINE R	ASSISTANT SECRETARY	8015301
RABIN, KEVIN WILLIAM	DIRECTOR	7033042
SANDERS, BARBARA ANN	CHIEF COMPLIANCE OFFICER	2206030

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Diana L. Blommel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diana Lynn Blommel's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIPER SANDLER & CO.

PIPER SANDLER & CO.

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RIVERSOURCE DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2017

Series 63

Date: 11/25/2002

Series 50

Date: 3/23/2023

Series 52TO

Date: 9/9/2021

SIE

Date: 10/1/2018

Series 7

Date: 3/24/2017

Series 54

Date: 7/26/2023

Series 53

Date: 3/24/2022

Series 24

Date: 9/28/2017

FINRA

Current Firm

SYMETRA SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SYMETRA SECURITIES, INC.

TRUST BUT VERIFY

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