Alvaro A. Castellanos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvaro Alonso Castellanos, who also goes by Alvaro A Castellanos, was a registered financial professional .
Alvaro is a previously registered financial professional and started their career in finance in 1999. Alvaro had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2011 - July 16, 2012
HBW SECURITIES LLC
July 9, 2009 - December 11, 2009
MML INVESTORS SERVICES, LLC
November 2, 2006 - August 31, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
February 4, 2004 - January 20, 2005
ALLSTATE FINANCIAL SERVICES, LLC
June 9, 2003 - July 9, 2003
CHASE INVESTMENT SERVICES CORP.
September 30, 2002 - April 16, 2003
CAPITAL BROKERAGE CORPORATION
September 19, 2000 - August 31, 2001
FROST BROKERAGE SERVICES, INC.
November 9, 1999 - September 5, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBW SECURITIES LLC
CRD#: 136959 / SEC#: , 8-67056
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HBW INSURANCE AND FINANCIAL SERVICES INC. | OWNER | |
| BONANNO, JOSEPH ANTHONY JR. | CHIEF OPERATING OFFICER & CFO | 1907829 |
| BROERSMA, JOEL DARRIN | OWNER/SHAREHOLDER | 2779679 |
| BROWN, MICHAEL OWEN | FINOP | 1658070 |
| COWEN, LOUISE APRIL | PRINCIPAL | 4914680 |
| HELLENBRAND, BARNETT DAVID | CEO/PRESIDENT | 1141518 |
| LINDER, SARAH BETH | CHIEF COMPLIANCE OFFICER | 5084656 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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