Graf W. Douglas
Professional summary
Graf William Douglas, who also goes by Graf Douglas, Douglas Graff, is a registered financial professional currently at JANE STREET EXECUTION SERVICES, LLC located in New York, New York and JANE STREET CAPITAL, LLC located in New York, New York.
Graf is registered as a RR (Registered Representative) and started their career in finance in 2000. Graf has worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Graf William Douglas's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2018 - Present
JANE STREET EXECUTION SERVICES, LLC
Office #1: 250 Vesey Street, New York, NY 10281September 10, 2018 - Present
JANE STREET CAPITAL, LLC
Office #1: 250 Vesey Street, New York, NY 10281December 11, 2001 - June 2, 2003
KNIGHT CAPITAL AMERICAS, L.P.
May 19, 2000 - June 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JANE STREET CAPITAL, LLC
CRD#: 103782 / SEC#: , 8-52275
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| DIETERICH, JAMES BRIAN | OPERATING COMMITTEE MEMBER | 3073206 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| KUNCHAM, VIVEK | PRESIDENT | 5399138 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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