Brenda D. Parent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Dawn Parent, who also goes by Brenda Carter, Brenda D Parent, Brenda Parent, Brenda D Powell, Brenda Dawn Powell, Brenda Powell, Brenda Dawn Powell-carter, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 2006. Brenda had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2025 - July 29, 2026
VANGUARD MARKETING CORPORATION
July 27, 2020 - November 13, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 27, 2020 - November 13, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2020 - April 30, 2020
VOYA FINANCIAL ADVISORS, INC.
September 18, 2018 - December 2, 2019
CHARLES SCHWAB & CO., INC.
June 16, 2016 - September 17, 2018
SCHWAB WEALTH ADVISORY, INC.
November 29, 2006 - June 22, 2016
CHARLES SCHWAB & CO., INC.
January 5, 2006 - December 2, 2019
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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