William C. Kleese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Carl Kleese, who also goes by Bill Kleese, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2009 - December 31, 2017
SUNSTREET SECURITIES, LLC
September 9, 2008 - July 1, 2009
AMERITAS INVESTMENT COMPANY, LLC
May 12, 2008 - August 28, 2008
INVESTMENT ADVISORS INTERNATIONAL, INC.
April 12, 2002 - August 28, 2008
WORLD GROUP SECURITIES, INC.
March 1, 2001 - April 12, 2002
WMA SECURITIES, INC.
September 22, 1999 - February 6, 2001
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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