Barry W. Michael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Wayne Michael was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1999. Barry had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2010 - October 22, 2012
J.P. TURNER & COMPANY, L.L.C.
July 29, 2009 - March 26, 2010
GUNNALLEN FINANCIAL, INC
November 3, 2006 - June 9, 2009
SYNERGY INVESTMENT GROUP, LLC
June 8, 2005 - November 3, 2006
GROVE POINT INVESTMENTS, LLC
July 24, 2003 - June 13, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 22, 1999 - July 28, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
