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Inna Basieva

CRD# 4025062·Registered 2001 - 2004
Barred: Inna Basieva was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Inna Basieva, who also goes by Inna Tedeev, was a registered financial advisor. Inna was a previously registered financial professional and started their career in finance 2001 - 2004. Inna had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Inna Tedeev

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
June 26, 2003 - March 25, 2004
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
September 28, 2001 - June 17, 2003
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
May 2, 2001 - September 24, 2001
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
May 2, 2001 - September 24, 2001
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
March 21, 2001 - April 13, 2001

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Current Firm

IS
IFMG SECURITIES, INC.

IFMG SECURITIES, INC. | TORCHMARK BROKERAGE SERVICES, INC. | LIBERTY SECURITIES CORPORATION

CRD#: 14416 / SEC#: 8-30670
BD
Terminated by SEC on 11/09/2008

Contact Information

Established

Delaware since 05/03/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
LPL HOLDINGS, INC.PARENT COMPANY—
ARNOLD, DAN HOGAN JRDIRECTOR, VICE PRESIDENT, SECRETARY2557410
MAHER, CHARLES WILLIAMDIRECTOR2085378
VANNOY-PINEDA, KATHLEEN DENISECHIEF COMPLIANCE OFFICER1347526

Disclosures

Regulatory Event

5

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2001About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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