Gerard C. Campa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Christopher Campa, who also goes by Deacon Jerry Campa, Gerard Christopher Campa Sr, Jerry Campa, Gerard C Campa, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1999. Gerard had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2017 - February 27, 2018
NEXT FINANCIAL GROUP, INC.
June 16, 2017 - February 27, 2018
NEXT FINANCIAL GROUP, INC.
September 25, 2015 - December 24, 2015
NYLIFE SECURITIES LLC
June 19, 2013 - October 30, 2013
SIGNATOR INVESTORS, INC.
June 4, 2013 - October 30, 2013
SIGNATOR INVESTORS, INC.
October 10, 2011 - May 9, 2013
PRINCIPAL SECURITIES, INC.
October 4, 2011 - May 9, 2013
PRINCIPAL SECURITIES, INC.
September 21, 2007 - June 20, 2011
USAA FINANCIAL ADVISORS, INC.
July 19, 2007 - June 20, 2011
USAA INVESTMENT SERVICES COMPANY
October 11, 1999 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXT FINANCIAL GROUP, INC.
CRD#: 46214 / SEC#: 801-56786, 8-51356
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 16,805 |
| AUM (Assets Under Management) | $ 3,769,456,133 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
