DC
Doris W. Cheek
THRIVENT INVESTMENT MANAGEMENT
Alpharetta, GA 30004
Some features on this profile are disabled
CRD#: 4024977
DC
Professional summary
Doris Wynnette Cheek, who also goes by Doris Wynnette Blount, D Wynnette Cheek, Doris Wynnette Cheek, Wynnette Cheek, Wynnette Cheek, Doris Wynnette Walraven, Wynnette Walraven, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Alpharetta, Georgia.
Doris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Doris has worked at 2 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doris Wynnette Blount | D Wynnette Cheek | Doris Wynnette Cheek | Wynnette Cheek | Wynnette Cheek | Doris Wynnette Walraven | Wynnette Walraven
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WIEUCA ROAD BAPTIST CHURCH POSITION: Missions Committee Member NATURE: Missions Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: Wieuca Road Baptist Church, 3626 Peachtree Rd NE, Atlanta GA 30326, United States DESCRIPTION: Our Committee is responsible for the Church Missions Funding using the 5 tenets of Wieuca's Mission & Vision Statement. I am one of 7 members who oversee and allocate the missions budget through a Grant Request Program to 20 programs that abide in the Christian Faith. LIFESPAN RESOURCES POSITION: Board Member NATURE: Advocacy & Continuing Education for Seniors. Medical Escort & Transportation for Seniors INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2018 ADDRESS: Trinity Presbyterian Church, 3003 Howell Mill Rd NW, Atlanta GA 30327, United States DESCRIPTION: Review Financial Investment Records for Board Help Plan 2 Fund-Raising events annually Attend Bi-Monthly Board Meeting Make Recommendations/ Vote on Business Issues DRUID HILLS CIVITAN POSITION: Board Member NATURE: Member Club of Civitan International devoted to Community Charitable Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2018 ADDRESS: Druid Hills Golf Club, 740 Clifton Rd, Atlanta GA 30307, United States DESCRIPTION: Serve on Program Committee and offer Financial Workshop once each year to members. MIDTOWN 1031 EXCHANGE SERVICE INC POSITION: President NATURE: The Company is inactive but I copyrighted its Name & Contract. This is the reason I prefer to keep it Registered. I will sell it when there is an opportunity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/20/2003 ADDRESS: 24 Lenox Pointe, Atlanta, GA 30324, United States DESCRIPTION: Inactive
CRS (Client Relationship Summary) - RIA
Click below to view Doris Wynnette Cheek's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Doris Wynnette Cheek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 12600 Deerfield Parkway, Alpharetta, GA 30004RIA
BD
CRD#: 18387
Alpharetta, GA
Current
August 12, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 12600 Deerfield Parkway, Alpharetta, GA 30004RIA
BD
CRD#: 18387
Alpharetta, GA
Past
March 28, 2019 - August 8, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Decatur, GA
Past
March 27, 2019 - August 8, 2022
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Decatur, GA
Past
January 25, 2011 - January 30, 2019
EDWARD JONES
RIA
CRD#: 250
ATLANTA, GA
Past
January 10, 2011 - January 30, 2019
EDWARD JONES
BD
CRD#: 250
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/18/2023)
RR
Georgia(8/15/2022)
IAR
Georgia(8/15/2022)
RR
Illinois(4/28/2025)
RR
North Carolina(3/31/2023)
RR
South Carolina(10/16/2025)
RR
Texas(2/5/2024)
IAR
Texas(2/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
