Robert A. Baiad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Baiad was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2021 - October 28, 2024
BLUE OCEAN ATS
August 3, 2001 - August 22, 2002
RIGGS SECURITIES INC.
April 6, 2000 - December 5, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 22, 2000 - April 13, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/29/2021
General Securities Representative ExaminationCurrent Firm
BLUE OCEAN ATS
CRD#: 306512 / SEC#: , 8-70452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE OCEAN TECHNOLOGIES, LLC | MANAGING MEMBER | |
| BEATON, DANIEL STEWART | REGISTERED FINANCIAL PRINCIPAL | 4240769 |
| BROWN, JASON MATTHEW | HEAD OF SALES AND ATS OPERATIONS | 2334010 |
| HYNDMAN, BRIAN KEITH | PRESIDENT & CEO | 2281837 |
| MEADE, CHRISTOPHER HILARY | CHIEF COMPLIANCE OFFICER | 2629159 |
| WISHIK, EDWARD | CHIEF FINANCIAL OFFICER | 2264777 |
Red Flags
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