Kathryn M. O'dea

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CRD#: 4024757

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kathryn Marie O'dea, who also goes by Kathryn Marie Depinto, was a registered financial professional .

Kathryn is a previously registered financial professional and started their career in finance in 1999. Kathryn had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kathryn Marie Depinto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sales of insurance products, part-time or full-time. KATE O'DEA CPA / INVESTMENT RELATED: NO / 1632 HANOVER STREET, AURORA, CO 80010 303-434-1276 / TAX PREPARATION SERVICES / OWNER / 07-1993 / 100 / 60 / INTERACTION WITH CLIENTS, TAX PREPARATION MANAGEMENT OF THE BUSINESS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 21, 2020 - February 21, 2024

GROWSTRONG WEALTH STRATEGIES

RIA

CRD#: 308299

FORT COLLINS, CO

Past

May 11, 2018 - November 20, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

NORTHGLENN, CO

Past

May 11, 2018 - November 20, 2020

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

NORTHGLENN, CO

Past

February 27, 2013 - March 26, 2018

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

January 6, 2012 - March 26, 2018

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

GREENWOOD VILLAGE, CO

Past

October 14, 2010 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

WESTMINSTER, CO

Past

October 15, 1999 - December 17, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GROWSTRONG WEALTH STRATEGIES

BRETT REID WEALTH MANAGEMENT | GUIDED WEALTH STRATEGIES, LLC. | GROWSTRONG WEALTH STRATEGIES, LLC | GROWSTRONG WEALTH STRATEGIES | GROWSTRONG 401K

CRD#: 308299 / SEC#: 801-120506

RIA

Registered Investment Advisory firm - (3/12/2021 Approved)

Colorado

Registered Investment Advisory firm - (3/26/2021 Terminated)

Kansas

Registered Investment Advisory firm - (3/22/2021 Terminated)

Montana

Registered Investment Advisory firm - (3/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/13/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GROWSTRONG WEALTH STRATEGIES

BRETT REID WEALTH MANAGEMENT | GUIDED WEALTH STRATEGIES, LLC. | GROWSTRONG WEALTH STRATEGIES, LLC | GROWSTRONG WEALTH STRATEGIES | GROWSTRONG 401K

CRD#: 308299 / SEC#: 801-120506

RIA

Registered Investment Advisory firm - (3/12/2021 Approved)

Colorado

Registered Investment Advisory firm - (3/26/2021 Terminated)

Kansas

Registered Investment Advisory firm - (3/22/2021 Terminated)

Montana

Registered Investment Advisory firm - (3/22/2021 Terminated)

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Contact information

Main Address

736 Whalers Way Suite G100, Fort Collins, CO 80525

Mailing Address

Phone number

(866) 535-2774

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A SEC (3/19/2025)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 103,273,593

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathryn M. O'dea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

GROWSTRONG WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/2013

Series 63

Date: 12/1/2010

SIE

Date: 10/1/2018

Series 6

Date: 10/13/2010

Current Firm

GROWSTRONG WEALTH STRATEGIES

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GROWSTRONG WEALTH STRATEGIES

TRUST BUT VERIFY

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