Judy S. Se-fune
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Chesapeake, VA 23320
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CRD#: 4024665
Professional summary
Judy Sanga Se-fune, who also goes by Judy Sanga Se- Fune, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Chesapeake, Virginia.
Judy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Judy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Judy Sanga Se- Fune
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Infinity SE, LLC / 0921-Present / Investment Related: No / 35 Tarneywood Dr. Chesapeake, VA 23320 / Single Member Manager / Pass Through Entity / / Hrs. Work Monthly: 20 / Sec Trading Hrs: 1 / Ill be doing more on the record keeping TAX ZONE LLC/NO/315 TARNEYWOOD DR CHESAPEAKE VA 23320/OWNER/01-01-2011; TAX PREPARATION/40/2/I DO TAXES DURING TAX SEASON FROM JAN-APRIL OR WHEN TAX CLIENTS FINAL RETURN IS DONE/APPROVED WITH RESTRICTIONS SOUTHERN HOSPITALITY/YES/315 TARNEYWOOD DR CHESAPEAKE VA 23320/PARTNER/8-08-2012/SOUTHERN HOSPITALITY RENTALS LLC/1/0/THIS IS A PASSIVE BUSINESS. I DONT HAVE A LOT OF DUTY EXCEPT MAKING DECISIONS ON GIVING DISCOUNTS TO POTENTIAL SHORT TERM RENTERS/APPROVED WITH RESTRICTIONS UNION CENTRAL LIFE INSURANCE NYLTB/NO/NY, NY/INSURANCE/5-2008/ CONSUMER DIRECT CARE NETWORK VIRGINIA LLC POSITION: caregiver NATURE: Medicaid paid private care for my aging father INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 4 START DATE: 10/10/2023 ADDRESS: 6802 Paragon Pl, Ste 430, Richmond VA 23230, United States DESCRIPTION: I will be the caregiver for my 89 yr old dad with [REDACTED]. The Consumer Direct Care network Va LLC pays for private caregiver like me who cares for our own family. It is a Medicaid run program. BOOKSMART FINANCIALS LLC \ POSITION: Partner member NATURE: Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START : 04/19/2024 \ ADDRESS: 315 Tarneywood Dr, Chesapeake VA 23320 DESCRIPTION: Consultant to the accountant and solve problems. J&L PARTNERS LLC POSITION: member partner NATURE: for lease purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/03/2024 ADDRESS: 315 Tarneywood Dr, CHESAPEAKE VA 23320, United States DESCRIPTION: I amrenewing my lease with another TFA branch supervisor (Linda Li) in our area for our TFA branch and we want to create this LLC for this purpose. J&L Partners LLC will be the one that will go into our lease and pay the lease.
CRS (Client Relationship Summary) - RIA
Click below to view Judy Sanga Se-fune's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Judy Sanga Se-fune's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1403 Greenbrier Pkwy. Suite 425, Chesapeake, VA 23320RIA
BD
CRD#: 16164
Chesapeake, VA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 1403 Greenbrier Pkwy. Suite 425, Chesapeake, VA 23320RIA
BD
CRD#: 16164
Chesapeake, VA
Past
April 14, 2009 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
CHESAPEAKE, VA
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
CHESAPEAKE, VA
Past
November 1, 1999 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/6/2012)
RR
Colorado(4/14/2025)
RR
New Jersey(1/6/2012)
IAR
New Jersey(1/6/2012)
RR
New York(7/7/2020)
IAR
North Carolina(1/11/2021)
RR
North Carolina(1/11/2024)
RR
Oregon(8/26/2024)
RR
Texas(9/15/2020)
IAR
Texas(9/15/2020)
RR
Virginia(1/6/2012)
IAR
Virginia(1/6/2012)
RR
Washington(8/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Chesapeake, VA 23320TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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