Melvin L. Roebuck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Louis Roebuck was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1960. Melvin had worked at 1 firm and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 1960 - August 19, 1998
ROEBUCK FUNDS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/26/1957
Registered Representative ExaminationCurrent Firm
ROEBUCK FUNDS INC.
CRD#: 3206 / SEC#: , 8-12468
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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