Eric S. Katz

LEO FUND SERVICES

EDISON, NJ 08837

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CRD#: 4024339

Professional summary

Eric Scott Katz, CFP®, who also goes by Eric Katz, Eric Scott Katz, is a registered financial advisor currently at LEO FUND SERVICES, LLC located in Edison, New Jersey and LEO WEALTH, LLC located in Boca Raton, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Katz | Eric Scott Katz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE LEOGROUP, LLC IS INVOLVED IN FINANCIAL COUNSELING OF HIGHLY COMPENSATED INDIVIDUALS. FINANCIAL COUNSELING INVOLVES ESTATE AND INCOME TAX PLANNING AS WELL AS INSURANCE PLANNING. MY POSITION WITH THE LEOGROUP, LLC HAS ENTAILED THE RENDERING OF TAX, INSURANCE AND FINANCIAL ADVICE. MASSEY QUICK WEALTH SOLUTIONS IS INVOLVED IN FINANCIAL COUNSELING OF HIGHLY COMPENSATED INDIVIDUALS. FINANCIAL COUNSELING INVOLVES ESTATE AND INCOME TAX PLANNING AS WELL AS INSURANCE PLANNING. LICENSED INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Katz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

June 2, 2015 - Present

LEO FUND SERVICES, LLC

Office #1: 379 Thornall Street Floor 9-suite 9, Edison, NJ 08837Office #2: 6501 Congress Avenue Suite 100, Boca Raton, FL 33487

RIA

CRD#: 163259

EDISON, NJ

Current

October 20, 2016 - Present

LEO WEALTH, LLC

Office #1: 6501 Congress Avenue Suite 100, Boca Raton, FL 33487

RIA

CRD#: 283891

Boca Raton, FL

Current

March 30, 2022 - Present

LEO BROKERAGE, LLC

Office #1: 6501 Congress Avenue Suite 240, Boca Raton, FL 33487Office #2: 379 Thornall Street Floor 9 Suite 9, Edison, NJ 08837

CRD#: 109121

Boca Raton, FL

Past

June 6, 2017 - June 22, 2020

OLDEN LANE SECURITIES, LLC

CRD#: 173847

BRIDGEWATER, NJ

Past

November 29, 2005 - May 15, 2015

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 7, 2003 - December 12, 2005

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

PARSIPPANY, NJ

Past

December 7, 1999 - December 12, 2005

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/26/2025)

IAR

Florida
(3/31/2025)

IAR

New Jersey
(6/2/2015)

New Jersey
(7/27/2022)

IAR

New York
(9/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/18/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LEO WEALTH, LLC

CRD#: 283891 / SEC#: 801-108435

RIA

Registered Investment Advisory firm - (9/26/2016 Approved)

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Contact information

Main Address

860 Airport Freeway Suite 402, Hurst, TX 76054

Mailing Address

Phone number

(817) 354-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEO WEALTH, LLC - ADV PART 2A BROCHURE (7/24/2025)

Regulatory assets under management

Total Number of Accounts	4,566
AUM (Assets Under Management)	$ 2,655,950,651

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/11/2025	Cover Page	Report
10/23/2024	Cover Page	Report
11/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric S. Katz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Katz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEO WEALTH, LLC

LEO BROKERAGE, LLC

OLDEN LANE SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

LEO WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/2/1999

FINRA

Current Firm

LEO WEALTH, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEO WEALTH, LLC

TRUST BUT VERIFY

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