PC
Pablo M. Cairoli
EPIC ADVISORY SERVICES CORP
Boca Raton, FL 33431
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CRD#: 4024225
PC
Professional summary
Pablo Manuel Cairoli is a registered financial advisor currently at EPIC ADVISORY SERVICES CORP located in Boca Raton, Florida and EPIC CAPITAL SECURITIES located in Boca Raton, Florida.
Pablo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Pablo has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CEO OF AFFILIATE SEC REGISTER INVESTMENT ADVISER, EPIC ADVISORY SERVICES CORP. (IARD NO. 176526) TIME SPENT PROPORTIONAL.START DATE: 06/12/2015. 2) OWNER OF CAPITAL MARKETS ARGENTINA S.A., A BROKER DEALER LOCATED IN ARGENTINA. START DATE 1990. NO TIME DEVOTED. 3) DIRECTOR OF ASSET MANAGERS S.A., A BROKER DEALER LOCATED IN URUGUAY. LOCATION: ZONAMERICA, RUTA 8 KM 17,500, EDIFICIO 2, 3RD FLOOR, MONTEVIDEO, URUGUAY 91600. START DATE: 07/2018. TIME DEVOTED: 30 PERCENT OF WORKING TIME. ANNUAL SALARY. 4) OWNER OF PARTICIPATION IN LYNK, A COMPANY THAT OFFERS A REPACKAGING TOOL TO CREATE PORTFOLIO INVESTMENT STRATEGIES GLOBALLY THROUGH EUROCLEARABLE SECURITY. LOCATED IN THE US. START DATE: 09/2020. TIME DEVOTED: NO TIME SPENT. NO COMPENSATION. 5) OWNER OF RIVERSHOP SA, AN ENTITY THAT PROVIDES SERVICES RELATED TO ADMINISTRATION, ACCOUNTING AND DATA PROCESSING. LOCATION: RUTA 8 KM, 17,500, EDIFICIO BETA ARROBA 1, OFICINA 202 - ZONAMERICA. TIME DEVOTED: LESS THAN 5 HOURS PER MONTH. 6) PRESIDENT AND INDIRECT OWNER OF BELGULD COMPANY SA, AN ADVISORY FIRM IN URUGUAY. START DATE: 5/2023. LOCATION: RUTA 8 KM, 17,500, EDIFICIO ARROBA 1, OFICINA 202 - ZONAMERICA. TIME DEVOTED: LESS THAN 10 HOURS PER MONTH AT INITIAL STAGE OF NEW BUSINESS. DUTIES: DEVELOPMENT OF COMMERICIAL AND BUSINESS STRATEGY.
CRS (Client Relationship Summary) - RIA
Click below to view Pablo Manuel Cairoli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2016 - Present
EPIC ADVISORY SERVICES CORP
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431RIA
CRD#: 176526
Boca Raton, FL
Current
August 19, 2014 - Present
EPIC CAPITAL SECURITIES
Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431BD
CRD#: 166756
Boca Raton, FL
Past
November 26, 1999 - January 17, 2006
AUERBACH GRAYSON & COMPANY LLC
BD
CRD#: 30761
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EPIC ADVISORY SERVICES CORP
EPIC ADVISORY SERVICES CORP
CRD#: 176526 / SEC#: 801-129637
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/5/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/12/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/26/2015)
IAR
Florida(2/26/2016)
RR
Georgia(3/23/2021)
IAR
Georgia(5/24/2021)
RR
New Jersey(3/29/2021)
RR
South Dakota(2/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EPIC ADVISORY SERVICES CORP
EPIC ADVISORY SERVICES CORP
CRD#: 176526 / SEC#: 801-129637
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)Florida
Registered Investment Advisory firm - (4/5/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/12/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1951 Nw 19th Street Suite 203, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 829-2173
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 177 |
| AUM (Assets Under Management) | $ 121,138,246 |
Red Flags
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Company Information
EPIC ADVISORY SERVICES CORP
CRD#: 176526Boca Raton, FL 33431TRUST BUT VERIFY
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