Barbara K. Kervin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara K Kervin, who also goes by Barbara Krantz Kervin, Barbara June Krantz, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1999. Barbara had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2019 - October 16, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
October 24, 2018 - October 16, 2019
ALLSTATE FINANCIAL SERVICES, LLC
May 27, 2015 - April 4, 2017
LPL FINANCIAL LLC
May 26, 2015 - April 4, 2017
LPL FINANCIAL LLC
September 27, 2012 - January 9, 2014
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - January 9, 2014
PNC WEALTH MANAGEMENT LLC
July 16, 2003 - November 13, 2009
NATCITY INVESTMENTS, INC.
September 30, 1999 - October 18, 2000
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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