Peter H. Riskind

MIDLAND WEALTH MANAGEMENT | Senior Financial Advisor

Chicago, IL 60606

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CRD#: 4023699

Professional summary

Peter Hexter Riskind is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in Chicago, Illinois.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Peter has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Chicago, Illinois 60606; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Hexter Riskind's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

MIDLAND WEALTH MANAGEMENT

Office #1: 225 W. Washington Street, Suite1640, Chicago, IL 60606

RIA

CRD#: 324997

Chicago, IL

Past

January 13, 2022 - February 25, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DEER PARK, IL

Past

January 13, 2022 - February 25, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DEER PARK, IL

Past

October 25, 2019 - January 20, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Deerfield, IL

Past

October 25, 2019 - January 20, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Deerfield, IL

Past

July 19, 2019 - September 23, 2019

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Deerfield, IL

Past

August 18, 2015 - June 17, 2019

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

DEERFIELD, IL

Past

August 18, 2015 - June 17, 2019

HIGHTOWER SECURITIES, LLC

CRD#: 116681

DEERFIELD, IL

Past

March 27, 2013 - November 3, 2015

NEW VERNON WEALTH MANAGEMENT LLC

RIA

CRD#: 164775

HIGHLAND PARK, IL

Past

October 9, 2012 - March 27, 2013

SF INVESTMENTS, INC.

RIA

CRD#: 6564

HIGHLAND PARK, IL

Past

October 9, 2012 - August 21, 2015

SF INVESTMENTS, INC.

CRD#: 6564

HIGHLAND PARK, IL

Past

June 21, 2010 - October 18, 2012

MORGAN STANLEY

RIA

CRD#: 149777

DEERFIELD, IL

Past

May 31, 2010 - October 18, 2012

MORGAN STANLEY

CRD#: 149777

DEERFIELD, IL

Past

October 8, 1999 - December 11, 2003

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/17/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/4/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/28/2010

General Securities Representative Examination

Current Firm

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

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Contact information

Main Address

1201 Network Centre Drive, Effingham, IL 62401

Mailing Address

Phone number

(312) 660-6516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MIDLAND WEALTH ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/24/2025)

Regulatory assets under management

Total Number of Accounts	4,290
AUM (Assets Under Management)	$ 2,931,513,136

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/16/2025	Cover Page	Report
02/07/2025	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Peter H. Riskind

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Hexter Riskind's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

HIGHTOWER ADVISORS, LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

NEW VERNON WEALTH MANAGEMENT LLC

SF INVESTMENTS, INC.

SF INVESTMENTS, INC.

MORGAN STANLEY

MORGAN STANLEY

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

MIDLAND WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/17/2010

Series 65

Date: 11/1/1999

Series 63

Date: 10/8/1999

SIE

Date: 10/1/2018

Series 3

Date: 8/4/2010

Series 7

Date: 5/28/2010

Current Firm

MIDLAND WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MIDLAND WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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